Upon
successful completion of this course, you will be able to:
- Identify
and discuss the major issues associated with the debate
about whether health professionals may refuse to provide
treatments to which they object on moral grounds
- Describe
and evaluate the survey presented in this course of physician's
attitudes on this issue
- Discuss
the roles of religion and the law in formulating a health-care
professional's attitudes regarding these issues
- Explain
the importance of patients being aware of their physician's
views on controversial medical procedures and practices
- Identify
and discuss some of the more controversial issues raised
in the "cases" section of this course
Background
There is a heated debate about whether health professionals
may refuse to provide treatments to which they object on moral
grounds. It is important to understand how physicians think
about their ethical rights and obligations when such conflicts
emerge in clinical practice.
Methods
We conducted a cross-sectional survey of a stratified, random
sample of 2000 practicing U.S. physicians from all specialties
by mail. The primary criterion variables were physicians'
judgments about their ethical rights and obligations when
patients request a legal medical procedure to which the physician
objects for religious or moral reasons. These procedures included
administering terminal sedation in dying patients, providing
abortion for failed contraception, and prescribing birth control
to adolescents without parental approval. (Farr
A. Curlin, M.D., Ryan E. Lawrence, M.Div., Marshall H. Chin,
M.D., M.P.H., and John D. Lantos, M.D.)
Results
A total of 1144 of 1820 physicians (63%) responded to our
survey. On the basis of our results, we estimate that most
physicians believe that it is ethically permissible for doctors
to explain their moral objections to patients (63%). Most
also believe that physicians are obligated to present all
options (86%) and to refer the patient to another clinician
who does not object to the requested procedure (71%). Physicians
who were male, those who were religious, and those who had
personal objections to morally controversial clinical practices
were less likely to report that doctors must disclose information
about or refer patients for medical procedures to which the
physician objected on moral grounds (multivariate odds ratios,
0.3 to 0.5).
Conclusions
Many physicians do not consider themselves obligated to disclose
information about or refer patients for legal but morally
controversial medical procedures. Patients who want information
about and access to such procedures may need to inquire proactively
to determine whether their physicians would accommodate such
requests.
Recent
controversies regarding physicians and pharmacists who refuse
to prescribe or dispense emergency and other contraceptives
have sparked a debate about conscientious objection in health
care.1,2,3,4,5
On the one hand, most people believe that health professionals
should not have to engage in medical practices about which
they have moral qualms. On the other hand, most people also
believe that patients should have access to legal treatments,
even in situations in which their physicians are troubled
about the moral implications of those treatments.6
Such situations raise a number of questions about the balance
of rights and obligations within the doctor-patient relationship.
Is it ethical for physicians to describe their objections
to patients? Should physicians have the right to refuse to
discuss, provide, or refer patients for medical interventions
to which they have moral objections?
The
medical profession appears to be divided on this issue. Historically,
doctors and nurses have not been required to participate in
abortions or assist patients in suicide, even where those
interventions are legally sanctioned. In recent years, several
states have passed laws that shield physicians and other health
care providers from adverse consequences for refusing to participate
in medical services that would violate their consciences.7
For example, the Illinois Health Care Right of Conscience
Act protects a health care provider from all liability or
discrimination that might result as a consequence of "his
or her refusal to perform, assist, counsel, suggest, recommend,
refer or participate in any way in any particular form of
health care service which is contrary to the conscience of
such physician or health care personnel."8
In the wake of recent controversies over emergency contraception,
editorials in leading clinical journals have criticized these
"conscience clauses" and challenged the idea that
physicians may deny legally and medically permitted medical
interventions, particularly if their objections are personal
and religious. Charo, for example, suggests that the conflict
about conscience clauses "represents the latest struggle
with regard to religion in America," and she criticizes
those medical professionals who would claim "an unfettered
right to personal autonomy while holding monopolistic control
over a public good."2
Savulescu takes a stronger stance, arguing that "a doctor's
conscience has little place in the delivery of modern medical
care" and that "if people are not prepared to offer
legally permitted, efficient, and beneficial care to a patient
because it conflicts with their values, they should not be
doctors."9
In
spite of such debates, there have been few empirical studies
of how physicians think about their responsibilities when
their own moral convictions conflict with their patients'
requests for legal medical procedures. We examined data from
a national survey of U.S. physicians to determine what practicing
physicians think their obligations are when a patient requests
a legal medical procedure to which the physician has a religious
or other moral objection. We quantify the percentage of physicians
who might refrain from presenting all treatment options to
patients or refuse to refer them to an accommodating provider,
and we examine whether particular subgroups of physicians
are more likely to do so. We then discuss the implications
for ongoing debates concerning the ethics of the doctor-patient
relationship.
This
study's methods have been described in detail elsewhere.10,11
In 2003, we mailed a confidential, self-administered, 12-page
questionnaire (see the Supplementary
Appendix, available with the full text of this article
at www.nejm.org) to a random sample of 2000 practicing U.S.
physicians 65 years of age or younger. The sample was stratified
according to specialty. These physicians were chosen from
the American Medical Association Physician Masterfile —
a database intended to include all physicians in the United
States. We included modest oversamples of psychiatrists and
physicians who work in several other subspecialties that deal
particularly with death and severe suffering, in order to
enhance the power of analyses that are not central to this
article. Physicians received up to three separate mailings
of the questionnaire, and the third mailing offered $20 for
participation. The study was approved by the institutional
review board of the University of Chicago.
The
primary criterion variables were physicians' responses to
the following three questions: "If a patient requests
a legal medical procedure, but the patient's physician objects
to the procedure for religious or moral reasons, would it
be ethical for the physician to plainly describe to the patient
why he or she objects to the requested procedure? Does the
physician have an obligation to present all possible options
to the patient, including information about obtaining the
requested procedure? Does the physician have an obligation
to refer the patient to someone who does not object to the
requested procedure?" Response categories were yes, no,
and undecided.
We
also assessed physicians' intrinsic religiosity and religious
affiliations. Intrinsic religiosity - the extent to which
a person embraces his or her religion as the "master
motive" that guides and gives meaning to his or her life12
- was measured on the basis of agreement or disagreement with
two statements: "I try hard to carry my religious beliefs
over into all my other dealings in life" and "My
whole approach to life is based on my religion." Both
statements are derived from Hoge's Intrinsic Religious Motivation
Scale13
and have been validated extensively in previous research.13,14,15
Intrinsic religiosity was categorized as being low if physicians
disagreed with both statements, moderate if they agreed with
one but not the other, and high if they agreed with both.
The
religious affiliations of the physicians in the survey were
categorized as none (a category that included atheist, agnostic,
and none), Protestant, Catholic, Jewish, or other (a category
that included Buddhist, Hindu, Mormon, Muslim, Eastern Orthodox,
and other). Organizational16
or participatory17
religiosity was measured according to the frequency of attendance
at religious services (never, once a month or less, or twice
a month or more).
To
determine whether physicians' judgments about their ethical
obligations are associated with their views on controversial
clinical practices, we asked the survey respondents whether
they have a religious or moral objection to terminal sedation
(administering sedation that leads to unconsciousness in dying
patients), abortion for failed contraception, and the prescription
of birth control to adolescents without parental approval. Secondary
predictors were the demographic characteristics (age, sex, race
or ethnic group, and region) of the physicians surveyed and
whether they worked in an academic health center or a religiously
oriented or faith-based institution. The primary medical specialty
was included as a control variable in the multivariate analyses.
Weights18
were assigned and included in the analyses to account for
the sampling strategy and the modest differences in response
rates according to the respondents' sex and whether they had
graduated from a U.S. or foreign medical school. We first
generated overall population estimates for agreement with
each of the criterion measures. We then used a Mantel-Haenszel
test for trend with one degree of freedom (for ordinal predictors)
and the chi-square test (for nonordinal predictors) to examine
the associations between each predictor and each criterion
measure. Finally, we used multivariate logistic regression
to examine whether associations persisted after controlling
for other covariates. All reported P values are two-sided
and have not been adjusted for multiple statistical testing.
All analyses were conducted with Stata SE statistical software
(version 9.0).
Of
the 2000 potential respondents, an estimated 9% could not
be contacted because their addresses were incorrect or they
had died (see the Supplementary
Appendix). Among physicians who could be contacted, the
response rate was 63% (1144 of 1820). Graduates of foreign
medical schools were less likely to respond than graduates
of U.S. medical schools (54% vs. 65%, P<0.001), and men
were less likely to respond than women (61% vs. 67%, P=0.03).
These differences were accounted for by assigning case weights.
The response rates did not differ significantly according
to age, region, or board certification. The characteristics
of the respondents are listed in Table
1.
Table
1. Characteristics of the 1144 Survey Respondents and
Objections to Controversial Clinical Practices.
On
the basis of these results, we estimated that when a patient
requests a legal medical procedure to which the doctor objects
for religious or moral reasons, most physicians believe it
is ethically permissible for the doctor to describe that objection
to the patient (63%) and that the doctor is obligated to present
all options (86%) and to refer the patient to someone who
does not object to the requested procedure (71%) (Table
2).
Table
2. Opinions about the Ethical Obligations of a Physician
Who Objects to a Legal Medical Procedure Requested by a Patient.
Physicians
who were more religious (as measured by either their attendance
at religious services or their intrinsic religiosity) were
more likely to report that doctors may describe their objections
to patients, and they were less likely to report that physicians
must present all options and refer patients to someone who
does not object to the requested procedure (Table
3). As compared with those with no religious affiliation,
Catholics and Protestants were more likely to report that
physicians may describe their religious or moral objections
and less likely to report that physicians are obligated to
refer patients to someone who does not object to the requested
procedure.
Table
3. Opinions about Physicians' Ethical Obligations According
to the Religious Characteristics of the Respondents.
Physicians
who objected to abortion for failed contraception and prescription
of birth control for adolescents without parental consent
were more likely than those who did not oppose these practices
to report that doctors may describe their objections to patients
(P<0.001 for both comparisons); the association for the
objection to terminal sedation was not significant (P=0.11)
(Table
4). Physicians who objected to the three controversial
medical practices were less likely to report that doctors
must present all options and refer patients to other providers
(P<0.001 for all comparisons). The associations for religious
characteristics and objections to controversial clinical practices
persisted after controlling for age, sex, ethnic group, region,
and specialty.
 |
After
adjustment for religious characteristics and other covariates,
region, race or ethnic group, practice in an academic medical
center, and practice in a religiously oriented health center
were not significantly associated with any of the criterion
variables. However, with increasing age, physicians were more
likely to report that doctors may describe their objections
to patients (odds ratio for each additional year of age, 1.02;
95% confidence interval [CI], 1.00 to 1.04). Men were more
likely than women to report that physicians may describe their
objections (odds ratio, 1.8; 95% CI, 1.3 to 2.5) and less
likely to report that physicians are obligated to present
all options (odds ratio, 0.5; 95% CI, 0.3 to 0.9) and refer
patients to an accommodating provider (odds ratio, 0.5; 95%
CI, 0.3 to 0.7).
Most
of the physicians in our survey reported that when a patient
requests a legal medical intervention to which the physician
objects for religious or moral reasons, it is ethically permissible
for the physician to describe the reason for the objection
but that the physician must also disclose information about
the intervention and refer the patient to someone who will
provide it. However, the number of physicians who disagreed
with or were undecided about these majority opinions was not
trivial. If physicians' ideas translate into their practices,
then 14% of patients - more than 40 million Americans - may
be cared for by physicians who do not believe they are obligated
to disclose information about medically available treatments
they consider objectionable. In addition, 29% of patients
- or nearly 100 million Americans - may be cared for by physicians
who do not believe they have an obligation to refer the patient
to another provider for such treatments. The proportion of
physicians who object to certain treatments is substantial.
For example, 52% of the physicians in this study reported
objections to abortion for failed contraception, and 42% reported
objections to contraception for adolescents without parental
consent.
The
findings of this study may be important primarily for patients.
They should know that many physicians do not believe they
are obligated to disclose information about or provide referrals
for legal yet controversial treatments. Patients who want
full disclosure from their own physicians might inform themselves
of possible medical interventions - a task that is not always
easy — and might proactively question their physicians
about these matters. Patients may not have ready access to
information about physicians' religious characteristics and
moral convictions. Thus, if patients are concerned about certain
interventions for sexual and reproductive health and end-of-life
care, they should ask their doctors ahead of time whether
they will discuss such options. If a patient wants a treatment
that the physician will not provide, the patient may choose
to consult a different physician.
Physicians'
judgments about their obligations are significantly associated
with their own religious characteristics, sex, and beliefs about
morally controversial clinical practices. Female physicians
are more supportive of full disclosure and referral than are
male physicians, perhaps because many controversial issues in
medicine (e.g., abortion, contraception, and assisted reproductive
technologies) disproportionately involve the sexual and reproductive
health of women. Religious physicians are less likely to endorse
full disclosure and referral than are nonreligious physicians,
perhaps because, as many previous studies have shown, religious
physicians are more likely to have personal objections to many
controversial medical interventions. Thus, those physicians
who are most likely to be asked to act against their consciences
are the ones who are most likely to say that physicians should
not have to do so.
These
conflicts might be understood in the context of perennial
debates about medical paternalism and patient autonomy. Strong
forms of paternalism are based on the assumption that physicians
know what is best for their patients and may therefore make
decisions without informing their patients of all the facts,
alternatives, or risks. Paternalism is widely criticized for
violating the right of adults to self-determination. The inverse
of strong paternalism is a strict emphasis on patient autonomy,
which suggests that physicians must simply disclose all options
and allow patients to choose among them. Models that emphasize
patient autonomy to such an extent have been criticized for
diminishing the moral agency and responsibility of physicians
by making them mere technicians or vendors of health care
goods and services.2,19,20,21,22,23
This
study suggests that the balance that most physicians strike
between paternalism and autonomy involves both full disclosure
and an open dialogue about the options at hand. This balance
resembles the interactive models proposed by Emanuel and Emanuel,19
Quill and Brody,20
Siegler,23
and Thomasma.21
These ethicists have all recommended models for the doctor–patient
relationship that retain the moral agency of both the physician
and the patient by encouraging them to engage in a dialogue
and negotiate mutually acceptable accommodations that do not
require either of the parties to violate their own convictions.
In Emanuel and Emanuel's terms, these interactive models retain
a role for the influence of "the physician's values,
the physician's understanding of the patient's values, [and]
his or her judgment of the worth of the patient's values."19
Although these models require physicians to disclose all information
relevant to patients' decisions, they do not require physicians
to be value-neutral. Rather, they allow physicians to explain
the reasons for their objections to the requested procedures.
The
lack of consensus among physicians about whether referrals
to other providers who will offer a controversial treatment
should be required mirrors the ambivalence about this point
within the field of bioethics. Childress and Siegler22
say that physicians "may" have a duty to inform
patients about other physicians who would provide what the
patient requests, and Quill and Brody20
comment that physicians are "perhaps" obligated
to facilitate the transfer of care. This ambivalence stems
from a long-standing concern that physicians not be asked
to act in ways that "would violate [their] personal sense
of responsible conduct."23
Unfortunately, at times the only accommodation that is acceptable
to both the patient and the physician may be termination of
the clinical relationship.19,20,22,23
Our
study has several important limitations. Although we did not
find substantial evidence of a response bias,10,11
unmeasured characteristics may have systematically affected
physicians' willingness to respond in ways that bias our results.
In addition, physicians in different specialties face different
arrays of morally controversial practices. Because this study
included physicians from all specialties, many participants
were asked to report moral judgments about medical practices
with which they may have had little or no clinical experience.
Moreover, physicians' judgments about their general obligations
do not necessarily correspond with their judgments about any
particular clinical scenario, and we do not know how their
judgments about their obligations translate into their actual
practices. Finally, we had three criterion measures and several
predictors. Therefore, although hypotheses were theoretically
specified and the expected associations were consistently
observed, there was the risk of an inflated type 1 error due
to multiple comparisons. For all of these reasons, our findings
should be considered preliminary, and future studies should
use vignettes, patients' reports, or direct observation to
measure more directly the ways in which physicians respond
to moral conflict in the clinical encounter.
Notwithstanding
these limitations, the results of our study suggest that when
patients request morally controversial clinical interventions,
male physicians and those who are religious will be most likely
to express personal objections and least likely to disclose
information about the interventions or to refer patients to
more accommodating providers. Ongoing debates about conscientious
objections in medicine should take account of the complex
relationships among sex, religious commitments, and physicians'
approaches to morally controversial clinical practices. In
the meantime, physicians and patients might engage in a respectful
dialogue to anticipate areas of moral disagreement and to
negotiate acceptable accommodations before crises develop.
Supported
by grants from the Greenwall Foundation and the Robert Wood
Johnson Clinical Scholars Program (to Drs. Curlin, Chin, and
Lantos) and the National Center for Complementary and Alternative
Medicine (1 K23 AT002749, to Dr. Curlin).
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L. What happens when there is no Plan B? Washington
Post. June 4, 2006:B1.
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- Charo
RA. The celestial fire of conscience -- refusing to
deliver medical care. N Engl J Med 2005;352:2471-2473. [Free Full Text]
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- Cantor
J, Baum K. The limits of conscientious objection --
may pharmacists refuse to fill prescriptions for emergency
contraception? N Engl J Med 2004;351:2008-2012. [Free Full Text]
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- Stein
R. Seeking care, and refused. Washington Post. July
16, 2006:A6.
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- Idem.
For some, there is no choice. Washington Post. July
16, 2006:A6.
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- White
KA. Crisis of conscience: reconciling religious health
care providers' beliefs and patients' rights. Stanford
Law Rev 1999;51:1703-1749. [CrossRef][ISI][Medline]
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- Vischer
RK. Conscience in context: pharmacist rights and the
eroding moral marketplace. Stanford Law Pol Rev 2006;17:83-119. [Medline]
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- Health
Care Right of Conscience Act, 745 Ill. Comp. Stat.
70/1-14.
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- Savulescu
J. Conscientious objection in medicine. BMJ 2006;332:294-297. [Free Full Text]
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- Curlin
FA, Chin MH, Sellergren SA, Roach CJ, Lantos JD. The
association of physicians' religious characteristics
with their attitudes and self-reported behaviors regarding
religion and spirituality in the clinical encounter.
Med Care 2006;44:446-453. [CrossRef][ISI][Medline]
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- Curlin
FA, Lantos JD, Roach CJ, Sellergren SA, Chin MH. Religious
characteristics of U.S. physicians: a national survey.
J Gen Intern Med 2005;20:629-634. [CrossRef][ISI][Medline]
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- Allport
GW, Ross JM. Personal religious orientation and prejudice.
J Pers Soc Psychol 1967;5:432-443. [CrossRef][ISI][Medline]
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- Hoge
DR. A validated intrinsic religious motivation scale.
J Sci Study Relig 1972;11:369-376. [CrossRef][ISI]
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- Koenig
H, Parkerson GR Jr, Meador KG. Religion index for
psychiatric research. Am J Psychiatry 1997;154:885-886. [Medline]
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- Gorsuch
RL, McPherson SE. Intrinsic/extrinsic measurement,
I/E-revised and single-item scales. J Sci Study Relig
1989;28:348-354. [CrossRef][ISI]
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- Multidimensional
measurement of religiousness/spirituality for use
in health research: a report of the Fetzer Institute/National
Institute on Aging Working Group. Kalamazoo, MI: Fetzer
Institute, October 1999. (Accessed January 12, 2007,
at http://www.fetzer.org/PDF/Total_Fetzer_Book.pdf.)
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- Ellison
CG, Gay DA, Glass TA. Does religious commitment contribute
to individual life satisfaction? Soc Forces 1989;68:100-123. [CrossRef][ISI]
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- Groves
RM, Fowler FJ, Couper MP, Lepkowski JM, Singer E,
Tourangeau R. Survey methodology. Hoboken, NJ: John
Wiley, 2004.
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- Emanuel
EJ, Emanuel LL. Four models of the physician-patient
relationship. JAMA 1992;267:2221-2226. [CrossRef][ISI][Medline]
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- Quill
TE, Brody H. Physician recommendations and patient
autonomy: finding a balance between physician power
and patient choice. Ann Intern Med 1996;125:763-769. [Free Full Text]
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- Thomasma
DC. Beyond medical paternalism and patient autonomy:
a model of physician conscience for the physician-patient
relationship. Ann Intern Med 1983;98:243-248. [ISI][Medline]
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- Childress
JF, Siegler M. Metaphors and models of doctor-patient
relationships: their implications for autonomy. Theor
Med 1984;5:17-30. [CrossRef][Medline]
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- Siegler
M. Searching for moral certainty in medicine: a proposal
for a new model of the doctor-patient encounter. Bull
N Y Acad Med 1981;57:56-69. [ISI][Medline]
|
|
The
Celestial Fire of Conscience - Refusing to Deliver Medical
Care
|
R.
Alta Charo, J.D. Apparently heeding George Washington's
call to "labor to keep alive in your breast that little
spark of celestial fire called conscience," physicians,
nurses, and pharmacists are increasingly claiming a right
to the autonomy not only to refuse to provide services they
find objectionable, but even to refuse to refer patients to
another provider and, more recently, to inform them of the
existence of legal options for care.
Largely
as artifacts of the abortion wars, at least 45 states have
"conscience clauses" on their books - laws that
balance a physician's conscientious objection to performing
an abortion with the profession's obligation to afford all
patients nondiscriminatory access to services. In most cases,
the provision of a referral satisfies one's professional obligations.
But in recent years, with the abortion debate increasingly
at the center of wider discussions about euthanasia, assisted
suicide, reproductive technology, and embryonic stem-cell
research, nurses and pharmacists have begun demanding not
only the same right of refusal, but also — because even
a referral, in their view, makes one complicit in the objectionable
act — a much broader freedom to avoid facilitating a
patient's choices.

State
Requirements Governing the Refusal by Pharmacists to Fill
Certain Prescriptions.
Illinois
has a regulation that requires pharmacies to fill valid contraception
prescriptions in a timely manner, but a resolution has been
introduced to permit refusals. Massachusetts has a pharmacy-board
policy that requires pharmacists to fill valid prescriptions
in a timely manner. North Carolina has a pharmacy-board policy
that requires pharmacists to ensure that valid prescriptions
are filled in a timely manner. Wyoming has a bill that would
permit providers to refuse to abide by advance directives
that might, in some scenarios, apply to pharmacists who refuse
to fill certain prescriptions. Adapted from a map compiled
by the National Women's Law Center.
A
bill recently introduced in the Wisconsin legislature, for
example, would permit health care professionals to abstain
from "participating" in any number of activities,
with "participating" defined broadly enough to include
counseling patients about their choices. The privilege of
abstaining from counseling or referring would extend to such
situations as emergency contraception for rape victims, in
vitro fertilization for infertile couples, patients' requests
that painful and futile treatments be withheld or withdrawn,
and therapies developed with the use of fetal tissue or embryonic
stem cells. This last provision could mean, for example, that
pediatricians — without professional penalty or threat
of malpractice claims — could refuse to tell parents
about the availability of varicella vaccine for their children,
because it was developed with the use of tissue from aborted
fetuses.
This
expanded notion of complicity comports well with other public
policy precedents, such as bans on federal funding for embryo
research or abortion services, in which taxpayers claim a
right to avoid supporting objectionable practices. In the
debate on conscience clauses, some professionals are now arguing
that the right to practice their religion requires that they
not be made complicit in any practice to which they object
on religious grounds.
Although
it may be that, as Mahatma Gandhi said, "in matters of
conscience, the law of majority has no place," acts of
conscience are usually accompanied by a willingness to pay
some price. Martin Luther King, Jr., argued, "An individual
who breaks a law that conscience tells him is unjust, and
who willingly accepts the penalty of imprisonment in order
to arouse the conscience of the community over its injustice,
is in reality expressing the highest respect for law."
What
differentiates the latest round of battles about conscience
clauses from those fought by Gandhi and King is the claim
of entitlement to what newspaper columnist Ellen Goodman has
called "conscience without consequence."
And
of course, the professionals involved seek to protect only
themselves from the consequences of their actions —
not their patients. In Wisconsin, a pharmacist refused to
fill an emergency-contraception prescription for a rape victim;
as a result, she became pregnant and subsequently had to seek
an abortion. In another Wisconsin case, a pharmacist who views
hormonal contraception as a form of abortion refused not only
to fill a prescription for birth-control pills but also to
return the prescription or transfer it to another pharmacy.
The patient, unable to take her pills on time, spent the next
month dependent on less effective contraception. Under Wisconsin's
proposed law, such behavior by a pharmacist would be entirely
legal and acceptable. And this trend is not limited to pharmacists
and physicians; in Illinois, an emergency medical technician
refused to take a woman to an abortion clinic, claiming that
her own Christian beliefs prevented her from transporting
the patient for an elective abortion.
At
the heart of this growing trend are several intersecting forces.
One is the emerging norm of patient autonomy, which has contributed
to the erosion of the professional stature of medicine. Insofar
as they are reduced to mere purveyors of medical technology,
doctors no longer have extraordinary privileges, and so their
notions of extraordinary duty - house calls, midnight duties,
and charity care - deteriorate as well. In addition, an emphasis
on mutual responsibilities has been gradually supplanted by
an emphasis on individual rights. With autonomy and rights
as the preeminent social values comes a devaluing of relationships
and a diminution of the difference between our personal lives
and our professional duties.
Finally,
there is the awesome scale and scope of the abortion wars.
In the absence of legislative options for outright prohibition,
abortion opponents search for proxy wars, using debates on
research involving human embryos, the donation of organs from
anencephalic neonates, and the right of persons in a persistent
vegetative state to die as opportunities to rehearse arguments
on the value of biologic but nonsentient human existence.
Conscience clauses represent but another battle in these so-called
culture wars.
Most profoundly, however, the surge in legislative activity
surrounding conscience clauses represents the latest struggle
with regard to religion in America. Should the public square
be a place for the unfettered expression of religious beliefs,
even when such expression creates an oppressive atmosphere
for minority groups? Or should it be a place for religious
expression only if and when that does not in any way impinge
on minority beliefs and practices? This debate has been played
out with respect to blue laws, school prayer, Christmas crèche
scenes, and workplace dress codes.
Until
recently, it was accepted that the public square in this country
would be dominated by Christianity. This long-standing religious
presence has made atheists, agnostics, and members of minority
religions view themselves as oppressed, but recent efforts
to purge the public square of religion have left conservative
Christians also feeling subjugated and suppressed. In this
culture war, both sides claim the mantle of victimhood —
which is why health care professionals can claim the right
of conscience as necessary to the nondiscriminatory practice
of their religion, even as frustrated patients view conscience
clauses as legalizing discrimination against them when they
practice their own religion.
For
health care professionals, the question becomes: What does
it mean to be a professional in the United States? Does professionalism
include the rather old-fashioned notion of putting others
before oneself? Should professionals avoid exploiting their
positions to pursue an agenda separate from that of their
profession? And perhaps most crucial, to what extent do professionals
have a collective duty to ensure that their profession provides
nondiscriminatory access to all professional services?
Some
health care providers would counter that they distinguish
between medical care and nonmedical care that uses medical
services. In this way, they justify their willingness to bind
the wounds of the criminal before sending him back to the
street or to set the bones of a battering husband that were
broken when he struck his wife. Birth control, abortion, and
in vitro fertilization, they say, are lifestyle choices, not
treatments for diseases.
And it is here that licensing systems complicate the equation:
such a claim would be easier to make if the states did not
give these professionals the exclusive right to offer such
services. By granting a monopoly, they turn the profession
into a kind of public utility, obligated to provide service
to all who seek it. Claiming an unfettered right to personal
autonomy while holding monopolistic control over a public
good constitutes an abuse of the public trust — all
the worse if it is not in fact a personal act of conscience
but, rather, an attempt at cultural conquest.
Accepting
a collective obligation does not mean that all members of
the profession are forced to violate their own consciences.
It does, however, necessitate ensuring that a genuine system
for counseling and referring patients is in place, so that
every patient can act according to his or her own conscience
just as readily as the professional can. This goal is not
simple to achieve, but it does represent the best effort to
accommodate everyone and is the approach taken by virtually
all the major medical, nursing, and pharmacy societies. It
is also the approach taken by the governor of Illinois, who
is imposing an obligation on pharmacies, rather than on individual
pharmacists, to ensure access to services for all patients.
Conscience
is a tricky business. Some interpret its personal beacon as
the guide to universal truth. But the assumption that one's
own conscience is the conscience of the world is fraught with
dangers. As C.S. Lewis wrote, "Of all tyrannies, a tyranny
sincerely exercised for the good of its victims may be the
most oppressive. It would be better to live under robber barons
than under omnipotent moral busybodies. The robber baron's
cruelty may sometimes sleep, his cupidity may at some point
be satiated; but those who torment us for our own good will
torment us without end for they do so with the approval of
their own conscience."
Conscientious
objection in medicine
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http://www.bmj.com/cgi/content/full/332/7536/294
Shakespeare
wrote that "Conscience is but a word cowards use, devised
at first to keep the strong in awe" (Richard III
V.iv.1.7). Conscience, indeed, can be an excuse for vice or
invoked to avoid doing one's duty. When the duty is a true
duty, conscientious objection is wrong and immoral. When there
is a grave duty, it should be illegal. A doctors' conscience
has little place in the delivery of modern medical care. What
should be provided to patients is defined by the law and consideration
of the just distribution of finite medical resources, which
requires a reasonable conception of the patient's good and
the patient's informed desires (box). If people are not prepared
to offer legally permitted, efficient, and beneficial care
to a patient because it conflicts with their values, they
should not be doctors. Doctors should not offer partial medical
services or partially discharge their obligations to care
for their patients.
Problem
of conscientious objection
Doctors
have always given a special place to their own values in the
delivery of health care. They have always had greater knowledge
of the effects of medical treatment, and this fostered a belief
that they should decide which treatments are appropriate for
patients— that is, paternalism. Their values crept into
clinical decisions.1
2
This has been squarely overturned by greater patient participation
in decision-making and the importance given to respecting
patients' autonomy.3
More recently, doctors' values have reappeared as a right
to conscientiously object to offering certain medical services.
Examples include, refusal to offer termination of pregnancy,
especially late term termination, to women who are legally
entitled to it and refusal to provide reproductive advice
and help to gay couples, single women, or others deemed socially
unacceptable.
In
the United States pressure has been put on Catholic hospitals
to allow obstetricians to sterilize women immediately after
giving birth.4
Alto Charo notes that a recently proposed Wisconsin bill would
allow doctors to refrain from a broad range of activities,
including counseling patients:
The
privilege of abstaining from counseling or referring would
extend to such situations as emergency contraception for rape
victims, in vitro fertilization for infertile couples, patients'
requests that painful and futile treatments be withheld or
withdrawn, and therapies developed with the use of fetal tissue
or embryonic stem cells. This last provision could mean, for
example, that pediatricians... could refuse to tell parents
about the availability of varicella vaccine for their children,
because it was developed with the use of tissue from aborted
fetuses.5
Determinants
of medical care
Law
Just
distribution of finite resources Patient's informed
desires
Not
doctors' values
|
Indeed,
one Wisconsin pharmacist refused to fill an emergency contraception
prescription for a rape victim. She became pregnant and had
an abortion.5
Arguments
against conscientious objection
Inefficiency
and Inequity
In
public medicine, conscientious objection introduces inequity
and inefficiency. In a survey I conducted several years ago,6
around 80% of clinical geneticists and obstetricians specializing
in ultrasonography believed termination of pregnancy should
be available for a normal 13 week pregnancy if the woman wants
it for career reasons. However, only about 40% were prepared
to facilitate it. This implied that less than half of doctors
whose primary job is to deal with termination of pregnancy
would facilitate a termination at 13 weeks if the woman wanted
it for career reasons. The service that patients receive depends
on the values of the treating doctor. Not only does this imply
that patients must shop among doctors to receive the service
to which they are entitled, introducing inefficiency and wasting
resources, it also means some patients, less informed of their
entitlements, will fail to receive a service they should have
received. This inequity is unjustifiable.
Inconsistency
Imagine
an intensive care doctor refusing to treat people over the
age of 70 because he believes such patients have had a fair
innings. This is a plausible moral view,7
but it would be inappropriate for him to conscientiously object
to delivering such services if society has deemed patients
are entitled to treatment.
Or
imagine in an epidemic of bird flu or other infectious disease
that a specialist decided she valued her own life more than
her duty to treat her patients. Such a set of values would
be incompatible with being a doctor.
If
there is any justification for compromising the care of patients,
it must be a grave risk to a doctor's physical welfare. But
if self-interest and self-preservation are not generally deemed
sufficient grounds for conscientious objection, how can religious
or other values be?
Commitments
of a Doctor
These
examples show that people have to take on certain commitments
in order to become a doctor. They are a part of being a doctor.
Someone not prepared on religious grounds to do internal examinations
of women should not become a gynecologist. To be a doctor
is to be willing and able to offer appropriate medical interventions
that are legal, beneficial, desired by the patient, and a
part of a just healthcare system.
If
we do not allow moral values or self-interest to corrupt the
delivery of the just and legal delivery of health services,
we should not let other values, such as religious values,
corrupt them either.
Discrimination
Sometimes
religious values are considered special. However, to treat
religious values differently from secular moral values is
to discriminate unfairly against the secular, a practice not
uncommon in medical ethics.8
Other values can be as closely held and as central to conceptions
of the good life as religious values.
Place
for conscientious objection
The
argument in favor of allowing conscientious objection is that
to fail to do so harms the doctor and constrains liberty.
This is true. When a doctor's values can be accommodated without
compromising the quality and efficiency of public medicine
they should, of course, be accommodated. If many doctors are
prepared to perform a procedure and known to be so, there
is an argument for allowing a few to object out. A few obstetricians
refusing to perform abortions may be tolerable if many others
are prepared to perform these, just as a few self-interested
infectious disease doctors refusing to treat patients in a
flu epidemic, on the grounds of self interest, might be tolerable
if there were enough altruistic physicians willing to risk
their health. But when conscientious objection compromises
the quality, efficiency, or equitable delivery of a service,
it should not be tolerated. The primary goal of a health service
is to protect the health of its recipients
Certain
constraints are necessary to ensure the legal, equitable,
and efficient delivery of health care:
- Medical
students and trainees must be aware of the commitments of
the profession and be prepared to undertake these or not
become doctors
- The
medical profession has an obligation to ensure that all
patients are aware of the full range of services to which
they are entitled
- Any
would-be conscientious objector must ensure that patients
know about and receive care that they are entitled to from
another professional in a timely manner that does not compromise
their access to care
- Doctors
who compromise the delivery of medical services to patients
on conscience grounds must be punished through removal of
license
- The
place for expression and consideration of different values
is at the level of policy relating to public medicine
Legal
Uncertainty
In
some areas of medicine, such as the hastening of death and
late termination of pregnancy, doctors may in good faith be
uncertain as to whether an intervention is legal. In 1990,
the Human Fertilization and Embryology Act in the United Kingdom
reduced the limit for "social termination" to 24
weeks, but placed no upper gestational limit on termination
when there is "substantial risk of serious handicap"
or if it is necessary to prevent "grave permanent injury
to the physical or mental health of the pregnant woman."
Concern has been expressed about what constitutes a substantial
risk and a serious handicap. Milford and Thornton claimed
that the issue might cause significant public controversy
and expressed their "deep personal uncertainty."9
In 1993, Green asked 391 obstetric consultants in the United
Kingdom how late they would be prepared to offer termination
of pregnancy for anencephaly, spina bifida, and Down's syndrome.10
She found that 89% of consultants would offer termination
for anencephaly at 24 weeks, falling to 64% beyond 24 weeks.
For Down's syndrome, 60% would offer termination at 24 weeks
but only 13% after this time. For open spina bifida, 53% would
offer termination at 24 weeks and 21% after 24 weeks.
Summary
points
A
doctor's conscience should not be allowed to interfere with
medical care
All
doctors and medical students should be aware of their responsibility
to provide all legal and beneficial care
Conscientious
objection may be permissible if sufficient doctors are willing
to provide the service
Conscientious
objectors must ensure that their patients are aware of the care
they are entitled to and refer them to another professional
Conscientious
objectors who compromise the care of their patients must be
disciplined
Australia,
laws relating to late termination are even more unclear and
vary from state to state.6
11
My survey of clinical geneticists and obstetricians with specialist
training in obstetric ultrasonography showed similar variation
in practice to that found by Green.6
I asked respondents to imagine that a pregnant woman presents
after prenatal testing with one of several diagnoses at 13
and 24 weeks. These included anencephaly, trisomy 18, hypoplastic
left heart, spina bifida with hydrocephalus, fragile X syndrome,
Down's syndrome, achondroplasia, and cleft palate. I also
asked respondents about pregnancies in which the fetus was
normal.
Some practitioners would not facilitate termination at 24
weeks even for lethal abnormalities. Fewer practitioners supported
termination or would facilitate it at 24 weeks than at 13
weeks for all conditions. The difference in opinion between
24 and 13 weeks was greatest for pregnancies in which the
fetus was normal or had a relatively mild disorder. There
was a lack of consensus about which abnormalities were severe
enough to warrant termination and up to what gestation termination
is acceptable. For example, around 75% of respondents believed
termination should be available for dwarfism at 24 weeks.
Such
wide variation in practice around late termination is due
both to practitioners' differing values but also to legitimate
uncertainty about the legal status of late termination for
"milder" conditions. I have argued elsewhere that
we urgently need to clarify the law in this area.11
In the absence of such clarification, practitioners have a
legitimate right to refuse to provide a service which they
believe to be illegal. However, they should make this reason
clear to patients and also the fact that the law is unclear.
They should also inform patients of the availability of other
practitioners who take a different view of the law.
Private
elective medicine
Private
elective medicine is different from public medicine. Doctors
have more liberty to offer the service of their choice, based
on their values. Nevertheless, for patients to give valid
consent to treatment, they must be informed of relevant alternatives
and their risks and benefits (in a reasonable, complete, and
unbiased way).
Conclusion
Values
are important parts of our lives. But values and conscience
have different roles in public and private life. They should
influence discussion on what kind of health system to deliver.
But they should not influence the care an individual doctor
offers to his or her patient. The door to "value-driven
medicine" is a door to a Pandora's box of idiosyncratic,
bigoted, discriminatory medicine. Public servants must act
in the public interest, not their own.
References
- Hope
T, Sprigings D, Crisp R. Not clinically indicated: patients'
interests or resource allocation? BMJ 1993;306:
379-81.[ISI][Medline]
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Savulescu J. Rational non-interventional paternalism: why
doctors ought to make judgments of what is best for their
patients. J Med Ethics 1995;21: 327-31.[Abstract]
- Brock
DW, Wartman SA. When competent patients make irrational
choices. N Engl J Med 1990;322: 1595-9.[ISI][Medli
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